Managing an Effective AML Compliance Program (COM) Abr Atbr TBAbr Chicago, ILbr For more information: br DESCRIPTIONbr ================br Managing an Effective AML Compliance Programbr br Whether you need to get back-to-basics or you are a seasoned AML professional, join us as we explore the many facets of managing an effective AML compliance program: Join us as we focus on the following key elements:br br Regulatory frameworks surrounding anti-money launderingbr Objectives of an effective AML compliance programbr Risk assessing your institutionbr Developing robust internal controlsbr Training for appropriate personnelbr Expectations and duties of the appointed compliance officerbr Effective audit program to ensure adequacy of your AML compliance programbr br br Learning Objective:br ====================br Key goals of this course are:br br To provide an understanding of money laundering and how it can impact an institutionbr To review the importance of “tone at the top” and how to implement a compliance-friendly environmentbr To learn about the critical internal controls and how these controls can protect your institutionbr br The course will focus on the 4 pillars of an AML compliance program:br Policies, procedures and internal controlsbr Designation of a compliance officerbr Training for appropriate personnelbr Independent auditbr To understand the importance of the risk assessmentbr To focus on the senior managementboard of directors oversight of the Programbr To discuss customer due diligence and know your customer expectationsbr etc...br br Who Will Benefit:br ==================br BSAAML Officers, Compliance Officers, AML Analysts, Operations Managers, Remittance Analysts, Consultants, Internal Auditors, Accounting and Finance Directors, Internal Auditors, Legal Departments, Compliance Officers, and Risk Managers at Banks, Broker-Dealers, Residential Mortgage Lenders & Originators, Precious Gems Traders, Money Services Businesses and other nonbank financial institutions.br br Risk Managementbr Legalbr Regulatorybr Compliancebr Auditbr br br Please contact the event manager Marilyn below for the following:br - Discounts for registering 5 or more participants.br - If your company requires a price quotation.br Event Manager Contact: marilyn.b.turner(at)nyeventslist.combr You can also contact us if you require a visa invitation letter, after ticket purchase.br We can also provide a certificate of completion for this event if required.