a href=" br A broker's fiduciary duty to an investor may include: the duty to place the client's interests ahead of the broker's or the brokerage firm's interests, the duty to monitor the changing markets for impact on the client's interest, the duty to act responsibly and with due care in serving the client's interests, the duty to advise the client on the potential benefits and risks involved with broker recommendationsactions, and the duty to keep the client abreast of all transactions that affect the client's interests. pIf these duties are not met, both brokers and their firms can be held responsible for abusing the investor's trust and confidence and breaching their fiduciary duties.  Call us at 1-866-827-6537.